The SM&CR Case Study Series: Issue 10 - SM&CR Checklist
About our SM&CR case study series
This is the final instalment in our SM&CR case study series, designed to help you prepare for the implementation of the FCA’s Senior Managers & Certification Regime (SM&CR). This series followed fictitious firm Smith & Cromer Limited’s project to implement the Regime with the process and tips being released throughout the year.
Have you:
- Read the first nine instalments?
- Watched our one-minute explainer video – SM&CR in a Nutshell?
If you are up to date, read on...
Checklist and Summary Steps
Read this issue for the 14 point SM&CR checklist summarising the steps you should have completed by the 9th December implementation date...
