Market Abuse eLearning
Overview
Market abuse rules can be complex. Often it is not always clear what is and is not deemed to be ‘abuse’ of the market.
This market abuse eLearning module begins with a short overview of the main regulatory sources and the key concepts. It then explores the practical impact of market abuse law and regulation through 18 short case studies that are based on real-world examples.
Participants are invited to review each case to then decide whether it is or isn’t market abuse. This is followed by feedback, based on best practice, which will explain why it is considered to be market abuse or not.
This module and the end assessment can be tailored to incorporate client-specific content.
Course Details
Chapter 1 – Introduction
- Why is it important?
- What is market abuse?
- What about commodities?
- What about benchmarks?
- Market abuse law and regulation
Chapter 2 – Scenarios
- Insider dealing scenarios
- Unlawful or improper disclosure of inside information scenarios
- Market manipulation scenarios
- Dissemination of false or misleading information scenarios
Chapter 3 – Reporting suspicious transactions and orders
- Reporting requirements
- Market manipulation red flags
Assessment
Delivery
Have the flexibility to deliver your In-House training in-person by one of our trainers at your premises, or virtually via Zoom, Teams or Webex.
Find out more about your Virtual or In-Person training experience below.
Virtual Delivery
Our virtual training courses are designed to be every bit as engaging as our in-person courses. To achieve this, our trainers use market-leading technology and a range of training techniques to ensure high levels of interaction with participants. Courses include the use of:
- Virtual ‘break-out’ rooms: participants are divided into virtual rooms to facilitate small group discussion.
- Polling: multiple-choice questions, answered anonymously, allow the trainer to assess knowledge and understanding across the group.
- Case studies: true to life case studies and scenarios are used to highlight the practical application of theoretical knowledge.
- Messaging: participants can submit questions and comments, either to the whole group or privately to the trainer.
Additional Benefits:
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Recording: public course participants have the option to access a recording of the course for one month after the course. In-House clients also have the option to record their training for an additional fee.
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On-going Q&A: public course participants can access an ongoing Q&A facility allowing them to ask questions relating to the course.
In-Person Delivery
Our in-person training is delivered face to face at your offices, and includes:
- ‘In-the-moment’ questions & discussions: questions through conversations allow the trainer to assess knowledge and understanding across the group.
- Case studies: true to life case studies and scenarios are used to explore practical application of theoretical knowledge.
- Q&A: participants can ask questions during training, either to the whole group or privately to the trainer.